Online Continuing Education

Other Concerns

Other compliance issues to pay attention to include:

Legibility of the Record

“It has to be something that everybody can read. Handwriting, abbreviated symbols and the hieroglyphics we all use [aren’t sufficient.] Make sure you’re documenting appropriately and legibly, and make it a permanent part of the record,” Huben-Kearney said. Records travel with the patient and they’re useless if they can’t be read by the next physician.

Informed Consent

“[N]ot being able to present informed consent – that a patient was fully aware and making a rational, personal decision to consent to a particular procedure” – can get offices into trouble, DiCianni said. When physicians give an “English form to a Spanish-speaking person, are you really getting informed consent? That can be crucial, particularly with surgeons and practices dealing with certain kinds of treatments.”

Boundary Violations

“Improper touching or not explaining you’re going to be touching or when a doctor starts revealing his or her personal life, that crosses a line of professional conduct,” DiCianni said. While it’s rare for a physician to be sent to jail for noncompliance, there are financial and reputation-related consequences. “Medicare not only wants the money back for the incorrect billing, but they can [calculate] that you’ve been doing this for, say, the last seven years and they can fine you back,” Henderson said. One of her clients once faced a fine of $1 million calculated this way.

Another typical consequence is the loss or suspension of a physician’s license to practice. That can happen even if the regulatory violation is a staff person’s fault. The fact that staff members practice under the physician’s license underscores the importance of properly training them. Physicians also want to avoid negative attention in the press related to noncompliance. “I tell my clients not to worry about the fine,” Manere said. “It’s your name in the paper, and the litigation that’s going to follow if you didn’t follow federal or state law.”

Next: Can You Do It Yourself?

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